01372 253350      connect@carlton-recruitment.com

Job Details

Financial Advisor

Location: Epsom

Permanent Full Time

Salary: £45,000

Financial Advisor



Our client in Epsom is looking for a Financial Advisor to join their team. The purpose of this role is to provide a first-class financial planning advisory service to the Company’s existing and prospective clients. You will also promote the Company as a premier provider of quality financial solutions within the parameters of the firm’s procedures and the FCA’s rules.

Key Responsibilities

Business Development

  • Agree a business development plan with Supervisor to ensure the firm’s qualitative and quantitative business measures are achieved
  • Establish contact with potential clients and develop appropriate business relationships
  • Review existing clients’ circumstances and address as appropriate
  • In all cases, obtain the required information to enable a full analysis of the clients’ needs to be conducted; construct appropriate solutions to the principles of best advice; produce reports and recommendations to the firm’s standards and implement solutions agreed with clients
  • Ensure that the firm’s high standards of client care are met by demonstrating competence in all stages of the advisory process
  • Ensure all associated administration is completed in an effective manner to meet the firm’s record keeping and file quality requirements
  • Operate at all times within the rules of the FCA and those set out in the firm’s procedures

Personal Development

  • Ensure competence is attained within the prescribed timescale by undertaking the training programme and additional developmental activities as required by the firm
  • This will include a thorough knowledge of relevant investment, pension and protection products, office procedures and compliance rules, including GDPR/data protection and Anti-Money Laundering regulations
  • Ensure maintenance of competence by constantly reviewing own training needs and, in conjunction with Supervisor, addressing those needs in an appropriate and timely manner

Person Specification

  • Must hold QCA Level 4 financial planning qualifications and hold an authorised SPS certificate to meet FCA qualification standards
  • Have at least two years’ industry experience as a Financial Advisor
  • Specialist qualifications for pension transfer, mortgage advice and/or Long Term Care would be an advantage
  • Must have excellent interpersonal and communication skills, as well as excellent analytical skills and prefer to work in a structured, planned manner
  • Good keyboard skills and PC literate with a good understanding of Microsoft Office

Closing date for applications: December 17, 2018

Apply for this job


Contact Info

Head Office: Carlton Recruitment Solutions Ltd Global House, 1 Ashley Avenue, Epsom,
Surrey KT18 5AD

01372 253350


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