01372 253350      connect@carlton-recruitment.com

Job Details

Financial Planner

Location: Epsom

Permanent Full Time

Salary: £40,000 + with potential OTE of £60,000

£40,000+ (depending upon the candidate), with potential OTE of £60,000

A truly outstanding opportunity for a Financial Planner to join an incredible firm. In this role you will it be charge of providing first-class financial planning advisory service to clients.

Key Responsibilities as a Financial Planner:

  • Decide a business development plan with Manager to guarantee that the firm’s qualitative and quantitative business processes are accomplished.
  • Determine contacts with prospective clients and build suitable business relationships, assess existing clients’ annually.
  • Ensuring that you have attained the required information to facilitate a full analysis of the clients’ needs to be conducted.
  • Find appropriate solutions, produce reports and proposals to a high standard and implement solutions agreed with clients.
  • Operate at all times within the compliance and advice provided framework and the FCA’s rules.
  • Required to operate satisfactorily within the compliance and KPI framework of the firm.
  • Ensure competence is attained within the recommended timescale by undertaking the training programme and additional developmental activities as required by the firm. This will include a thorough knowledge of relevant investment, pension and protection products, procedures and compliance rules, including GDPR/data protection and Anti-Money Laundering regulations.
  • Guarantee maintenance of competence by constantly reviewing own training needs and, in combination with Supervisor, delivering those needs in an appropriate and timely manner.

Key Requirements for a Financial Planner:

  • Required to hold QCA Level 4 financial planning qualifications and hold an authorised SPS certificate to meet FCA qualification standards.
  • Two years’ industry experience as a Financial Adviser.
  • Specialist qualifications for pension transfer, mortgage advice and/or Long-Term Care would be an benefit.
  • Required to have excellent interpersonal and communication skills.
  • Excellent analytical skills.
  • Good keyboard skills and PC literate with a good understanding of Microsoft Office.

Disclaimer: Due to the high amount of interest that we receive for each of our roles, unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants within 14 days then unfortunately you have not been shortlisted for this role

Apply now

Closing date for applications: December 31, 2022

Apply for this job


Contact Info

Head Office: Carlton Recruitment Solutions Ltd Global House, 1 Ashley Avenue, Epsom,
Surrey KT18 5AD

01372 253350


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